Oneamerica Securities, Inc. is a large advisory firm based in Indianapolis. It manages $165.69 million of regulatory assets for 1,987 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.
Oneamerica Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Oneamerica Securities, Inc. is $165.69 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Oneamerica Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Richard Michael Ellery is individuals with 1,930 clients and $143.15 million of assets under management. Among the 10 most similar advisory firms, Oneamerica Securities has the highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $163.68 million for 1,980 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Oneamerica Securities doesn't advise any private funds.
The company employs 371 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. 292 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Richard Michael Ellery has been acting as President since 1 Jun 2007. Matthew Thomas Fleetwood joined the executive team most recently as the President/Ceo/Director.
The principal office where Oneamerica Securities, Inc. performs its advisory services is located at One American Square, Indianapolis, IN 46282 The mailing address of the firm is P.O. Box 1984, Indianapolis, IN 46204 1984. An additional office of the firm is in Newton, MA. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 877-285-3863 or by fax 317-285-4050. The normal business hours are 8:30am - 5:00pm on Monday - Friday. You can find more information about the New York firm at oneamerica.com/.