Nexus Financial Programs, Inc. (Colorado Springs)

Nexus Financial Programs, Inc. is an adviser based in Colorado Springs. It manages $41.59 million of regulatory assets for 500 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Nexus Financial Programs provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and tactical asset allocation. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nexus Financial Programs: assets under management

The assets under management (AUM) of Nexus Financial Programs, Inc. is $41.59 million. The firm's AUM has gone down by -33% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.64 million in discretionary accounts and $33.95 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.03 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $76.63 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nexus Financial Programs, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nexus Financial Programs, Inc.

Stephen Roger Dierks has been acting as President since 1 Jan 1994. Craig Hollis Forbes joined the executive team most recently as the Treasurer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Roger Dierks	President	1 Jan 1994	25% - 50%	733393
Robert Alan Forbes	Secretary	1 Jan 1994	25% - 50%	723471
Clifford Barry Poulton	Treasurer	1 Jan 1994	25% - 50%	1110272
Louis Michael Jimenez	Director	1 Jan 2001	25% - 50%	2075370
Craig Hollis Forbes	Treasurer	1 Mar 2011	25% - 50%	3272806

Based in Colorado Springs

The principal office where Nexus Financial Programs, Inc. performs its advisory services is located at 2910 N. Arcadia, Colorado Springs, CO 80907, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.