Evolve Securities, Inc. (Austin)


Evolve Securities, Inc. is a pension cosultant based in Austin. It manages $6.4 million of regulatory assets for 38 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Arizona, Arkansas, California, and 15 other states.

Evolve Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Evolve Securities: assets under management

The assets under management (AUM) of Evolve Securities, Inc. is $6.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2459% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $168.36 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Evolve Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Evolve Securities, Inc.

Donald Clifford Hurwitz has been acting as President since 1 Apr 2008. William Scott Stafford joined the executive team most recently as the President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Evolve Financial Group Sole shareholder 1 Sep 2004 75% - 100% 20-0588484
Ronald Todd Proctor Director, chief compliance officer and secretary 1 Sep 2004 Other 2903651
Laura May Crosby Brown Finop 1 Nov 2004 Other 1545513
John James Chandler Finop and director of operations 1 Nov 2004 Other 1374275
Caroline Beyer Austin Director and president 1 Mar 2005 Other 710803
Andrew Bernard Cook Svp/director of marketing 1 Oct 2005 Other 2712307
Clint Lewain Beauchamp Vice president 1 Oct 2005 Other 2859580
John James Chandler Finop 1 Aug 2006 Other 1374275
Isaac John Clement Secretary 1 Jan 2007 Other xxx-xx-xxxx
Kenneth Eugene Shade Chief compliance officer, crop - bd only 1 Feb 2008 Other 3259826
Carla Jane Reynolds Chief compliance officer - ia only 1 Feb 2008 Other xxx-xx-xxxx
Cynthia Anne Layne Crop - bd only 1 Mar 2008 Other 1441222
Lynn Colton Koczera Finop 1 Apr 2008 Other 1065105
Donald Clifford Hurwitz President 1 Apr 2008 Other 2934017
Micah Kevin Mckay Compliance officer/prodigy oil & gas, llc. 1 Jun 2009 Other 4413554
William Scott Stafford President 1 Sep 2009 Other 2377095
Amanda Michele Christians Chief compliance officer - ia only 1 Sep 2009 Other 3021175
Cynthia Anne Layne Compliance officer - operations 1 Sep 2009 Other 1441222
Kenneth Eugene Shade Ceo 1 Sep 2009 Other 3259826

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Bryan Scot Lenoir Sole member 1 Apr 2005 75% - 100% xxx-xx-xxxx

Based in Austin

The principal office where Evolve Securities, Inc. performs its advisory services is located at 5300 Bee Caves Road, Austin, TX 78746, which is also the mailing address of the firm. An additional office of the firm is in Memphis, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-351-4370 or by fax 866-387-6964. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.