Dupont Capital Management Corp (Wilmington)


Dupont Capital Management Corp is a large advisory firm based in Wilmington. It manages $26.39 billion of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Delaware.

Dupont Capital Management Corp provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dupont Capital Management Corp: assets under management

The assets under management (AUM) of Dupont Capital Management Corp is $26.39 billion. The firm's AUM has grown by 31% since the beginning of its operation, and $845.93 million of the total AUM is attributable to clients outside of the United States.

The firm manages $26.37 billion in discretionary accounts and $27.39 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.46 billion each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $27.39 million.
Dupont Capital Management Corp has custody of $20.25 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 31% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 15% of the firm’s portfolio. Investments in other assets form 15% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dupont Capital Management Corp for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Donna Haley Grier serves?

The firm provides services to investment companies, charitable organizations, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Donna Haley Grier is pension and profit sharing plans with 10 clients and $25.89 billion of assets under management. Among the 10 most similar advisory firms, Dupont Capital Management Corp has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $26.39 billion for 19 clients. 26% of the firm’s clients are foreign persons or businesses.

Dupont Capital Management Corp also advises several private funds. Namely, one other private fund and four private equity funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $20,000,000.

Careers at Dupont Capital Management Corp

The company employs 108 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Donna Haley Grier has been acting as President since 1 Feb 2012. Inc. Corteva joined the executive team most recently as the Stockholder.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dupont Chemical & Energy Operations Stockholder 1 Aug 1993 75% - 100% 51-0312062
Mary Jo Anderson Secretary, chief compliance officer 1 Aug 1993 Other 4351490
Dupont Chemical & Energy Operations (A Delaware Corporation Which Is Wholly Owned By E.I. Du Pont De Nemours & Co. Inc.) Stockholder 1 Aug 1993 75% - 100% 51-0312062
Edward James Bassett Ceo/president/director 1 Aug 1993 Other 4349413
Ira Carlmore Powell Vice president/treasurer 1 Aug 1993 Other 4349429
Paul Monnig Bosse Vice president 1 Aug 1993 Other 4351409
Maryjo . Anderson Secretary 1 Aug 1993 Other 4351490
Thomas David Croft Vice president 1 Aug 1993 Other 4351491
George Joseph Saxon Vice president 1 Aug 1993 Other 4351494
Susan M. Stalnecker Director 1 Jul 1998 Other 4351264
Carmen John Gigliotti Managing director, private markets 1 Sep 2001 Other 4373721
John P. Jessup Director 1 Feb 2003 Other 4646068
John Patrick Jessup Director 1 Feb 2003 Other 4646068
Maria Jose Negrete Gruson Sr portfolio manager, emerging markets 1 Sep 2003 Other 4976400
Valerie Jean Sill President and ceo, chief investment officer, director 1 Apr 2004 Other 4788445
Krzysztof Andrzej Kowal Managing director and cio, fixed income 1 Jun 2004 Other 4811346
Harry Brandt King Managing director, international equities 1 Jun 2004 Other 4818056
Rafi Uz Zaman Managing director, domestic equities 1 Jun 2004 Other 4818068
Robin Prince Sachs Chief operating officer 1 Mar 2005 Other 4930644
David Kenneth Osberg Treasurer 1 Mar 2005 Other 4930640
Brett Ford Sumsion Sr strategist, asset allocation 1 May 2005 Other 2488838
Scott Raymond Inglis Portfolio manager, international equities 1 May 2005 Other 4976397
Donald James Pepin Managing director, marketing 1 Jul 2005 Other 1840260
Sandra Lee Yeager Managing director, international equities and emerging markets 1 Jun 2006 Other 2084033
Susan M. Stalnecker Director 1 Sep 2006 Other 4351264
Susan Matamoros Stalnecker Director 1 Sep 2006 Other 4351264
John R Macedo Treasurer 1 Jun 2007 Other 5440405
John Rapoza Macedo Treasurer 1 Jun 2007 Other 5440405
John Rapoza Macedo Chief administrative officer 1 Jan 2011 Other 5440405
Donna Haley Grier Director 1 Feb 2012 Other 6042725
Kevin Patrick Campbell Managing director, private markets 1 Jul 2014 Other 6038414
Lode Jan Clara Devlaminck Managing director, global equities 1 Jan 2015 Other 5719700
John Rapoza Macedo Chief compliance officer 1 Jan 2016 Other 5440405
Loriann Lea Sharpe Secretary 1 Jan 2016 Other 6603444
Antonios Mistras Managing director, alternative investments 1 Apr 2018 Other 6933277
William Flores Chief compliance officer 1 May 2019 Other 4500780
Robin Ann Erlenbaugh Secretary 1 May 2019 Other 7129017
Laurie Ann Conslato Director 1 May 2019 Other 7129080

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
E. I. Dupont De Nemours And Company Stockholder 1 Aug 1993 75% - 100% 51-0014090
E.I. Dupont De Nemours And Company Stockholder 1 Aug 1993 75% - 100% 51-0014090
Dowdupont Inc. Stockholder 1 Aug 2017 75% - 100% 81-1224539
Inc. Corteva Stockholder 1 Jun 2019 75% - 100% 82-4979096

Based in Wilmington

The principal office where Dupont Capital Management Corp performs its advisory services is located at Delaware Corporate Center, Wilmington, DE 19803, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 302-477-6003 or by fax 302-477-6567. The normal business hours are 8am-5pm est on Monday - Friday. You can find more information about the New York firm at dupontcapital.com/.