Balliett Financial Services, Inc. is an adviser based in Winter Park. It manages $24.43 million of regulatory assets for 82 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Florida, Georgia, and Texas.
Balliett Financial Services provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Balliett Financial Services, Inc. is $24.43 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Balliett Financial Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Howard Eugene Balliett has been acting as President since 1 Aug 1987. Richard Lewis Almeida joined the executive team most recently as the Chief Compliance Officer.
The principal office where Balliett Financial Services, Inc. performs its advisory services is located at 631 South Orlando Ave, Winter Park, FL 32789 7121, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 407-740-5113 or by fax 407-740-5228. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at balliettfs.com.