Carol Grant Desmond is a large advisory firm based in San Rafael. It manages $27.67 million of regulatory assets for 84 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Carol Grant Desmond provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Carol Grant Desmond is $27.67 million. The firm's AUM has gone down by -14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Carol Grant Desmond for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Carol Grant Desmond performs its advisory services is located at 899 Northgate Drive, San Rafael, CA 94903, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 415-472-7300 or by fax 415-472-7357. The normal business hours are 8:30 - 5:00 on Monday - Friday. You can find more information about the New York firm at www.spectrumfinancialmgmt.com.