Oppenheimer & Close, Inc. is a large advisory firm based in New York. It manages $280.4 million of regulatory assets for 264 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Connecticut, and 8 other states.
Oppenheimer & Close provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for pooled investment vehicles. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Oppenheimer & Close, Inc. is $280.4 million. The firm's AUM has grown by 494% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Oppenheimer & Close, Inc. for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Mark Healy Close has been acting as President since 1 Oct 1998. Gabriela Powell joined the executive team most recently as the Chief Compliance Officer, Vice President, Secretary.
The principal office where Oppenheimer & Close, Inc. performs its advisory services is located at 119 W 57 Th Street, New York, NY 10019 2303, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 212-489-7527 or by fax 212-489-1626. The normal business hours are 9:00am to 5:00pm on Monday - Friday.