Finhabits Advisors, LLC (New York)


Finhabits Advisors, LLC is an internet adviser based in New York. It manages $11.11 million of regulatory assets for 32,708 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.

Finhabits Advisors provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Finhabits Advisors: assets under management

The assets under management (AUM) of Finhabits Advisors, LLC is $11.11 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 6094% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $11.11 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $339.7 each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Finhabits Advisors, LLC for their services and products based on a percentage of assets under management and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Finhabits Advisors serves?

The only and largest group of clients of Finhabits Advisors is individuals with 32,708 clients and $11.11 million of assets under management. Among the 3 most similar advisory firms, Finhabits Advisors has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $11.11 million for 32,708 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Finhabits Advisors doesn't advise any private funds.

Careers at Finhabits Advisors, LLC

The company employs 7 people that are either part- or full-time employees. 14 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Inc. Finhabits Member 1 Aug 2014 75% - 100% 47-3588998
Carlos Armando Garcia Managing member/cco 1 Aug 2014 Other 6395409

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Carlos Armando Garcia Shareholder 1 Mar 2015 25% - 50% 6395409
Conegliano Ventures Lp Shareholder 1 Aug 2017 25% - 50% 0

Based in New York

The principal office where Finhabits Advisors, LLC performs its advisory services is located at 46 Hester St, New York, NY 10002, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-596-7292. The normal business hours are 9-5 on Other. You can find more information about the New York firm at finhabits.com.