Hm Capital Management, LLC is a large advisory firm based in Clayton. It manages $2.13 billion of regulatory assets for 505 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Missouri, and Texas.
Hm Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Hm Capital Management, LLC is $2.13 billion. The firm's AUM has grown by 217% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Hm Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, high net worth individuals, pooled investment vehicles, and pension and profit sharing plans. The largest group of clients of Hm Capital Management is pension and profit sharing plans with 29 clients and $1.91 billion of assets under management. Among the 11 most similar advisory firms, Hm Capital Management has the highest percentage of pension and profit sharing plans out of all clients.
The amount of regulatory assets under management is $2.12 billion for 120 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Hm Capital Management also advises several private funds. Namely, one hedge fund. The minimum investment commitment required of non-related persons is $250,000 for each fund.
The company employs 8 people that are either part- or full-time employees. 88 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Hm Capital Management, LLC performs its advisory services is located at 8235 Forsyth Blvd, Clayton, MO 63105, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 314-746-1700 or by fax 314-889-3737. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at hmcapitalmanagement.com/.