Regency Investment Advisors Inc is a large advisory firm based in Fresno. It manages $447.83 million of regulatory assets for 1,271 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Oregon, and Texas.
Regency Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Regency Investment Advisors Inc is $447.83 million. The firm's AUM has grown by 420% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Regency Investment Advisors Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Philip Daniel Ray is high net worth individuals with 86 clients and $184.48 million of assets under management. Among the 7 most similar advisory firms, Regency Investment Advisors has the 3rd lowest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $447.83 million for 557 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Regency Investment Advisors doesn't advise any private funds.
The company employs 12 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Regency Investment Advisors Inc is owned by Marci Lynne Deck. Philip Daniel Ray has been acting as President since 1 Oct 2004. Judson Ray Myers joined the executive team most recently as the Director / Owner.
The principal office where Regency Investment Advisors Inc performs its advisory services is located at 1312 W Herndon, Suite 101, Fresno, CA 93711 The mailing address of the firm is 1312 W Herndon, Suite 101, Fresno, CA 93711. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 559-438-2640 or by fax 559-438-2694. The normal business hours are 8 am - 5 pm on Monday - Friday. You can find more information about the New York firm at regencyinvests.com.