Stein Roe & Farnham Inc is a large advisory firm based in Chicago. It manages $12.16 billion of regulatory assets for 2,014 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 46 other states.
Stein Roe & Farnham provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Stein Roe & Farnham Inc is $12.16 billion. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Stein Roe & Farnham Inc for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Stephen Eugene Gibson has been acting as President since 1 Jan 2001. Martha Ellen Fox joined the executive team most recently as the Chief Compliance Officer.
The principal office where Stein Roe & Farnham Inc performs its advisory services is located at One South Wacker Drive, Chicago, IL 60606, which is also the mailing address of the firm. An additional office of the firm is in Boston, MA. The firm also has an office outside of the United States.
You can reach the main office by calling the phone number 312-368-7700 or by fax 312-368-5771. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at steinroe.com/.