Warburton Capital Management, LLC is a large advisory firm based in Tulsa. It manages $272.48 million of regulatory assets for 893 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Illinois, Kansas, Oklahoma, and Texas.
Warburton Capital Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Warburton Capital Management, LLC is $272.48 million. The firm's AUM has grown by 590% since the beginning of its operation, and $32.25 thousand of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay Warburton Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Mark Reed Morley is high net worth individuals with 88 clients and $239.38 million of assets under management. Among the 8 most similar advisory firms, Warburton Capital Management has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $272.48 million for 281 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Warburton Capital Management doesn't advise any private funds.
The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Mark Reed Morley has been acting as President since 1 Jan 2015. Isaac Edwin Hutchins joined the executive team most recently as the Chief Compliance Officer.
The principal office where Warburton Capital Management, LLC performs its advisory services is located at 15 East Fifth Street, Tulsa, OK 74103, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 918-794-3000 or by fax 918-794-3130. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at warburtoncapital.com.