Caxton Healthcare Trading Gp LLC (New York)


Caxton Healthcare Trading Gp LLC is a large advisory firm based in New York. It manages $550.7 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005.

Caxton Healthcare Trading Gp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Caxton Healthcare Trading Gp: assets under management

The assets under management (AUM) of Caxton Healthcare Trading Gp LLC is $550.7 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -27% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $550.7 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $183.57 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Caxton Healthcare Trading Gp LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Caxton Healthcare Trading Gp LLC

Robert Nathan Wilson has been acting as President since 1 Sep 2004. Robert Andrew Saperstein joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert Nathan Wilson Chairman 1 Sep 2004 Other 5074871
John George Forbes Treasurer 1 Sep 2004 Other 2479194
Scott Bennett Bernstein Secretary & chief compliance officer 1 Sep 2004 Other 2479192
Caxton Health Holdings Llc Manager 1 Sep 2004 75% - 100% 20-0890602
Robert Andrew Saperstein Chief compliance officer 1 Mar 2006 Other 2567876

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Bruce Stanley Kovner Sole shareholder 1 Feb 1983 75% - 100% 1907854
Caxton Corporation Manager 1 Oct 1995 75% - 100% 22-2437619
Llc Caxton Associates Shareholder 1 Mar 2004 75% - 100% 132823

Based in New York

The principal office where Caxton Healthcare Trading Gp LLC performs its advisory services is located at 500 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Princeton, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (212) 891-1100 or by fax (212) 371-1910. The normal business hours are 8:30 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.caxton.com.