Banc Of America Capital Access Funds Management LLC (Chicago)

Name: Banc Of America Capital Access Funds Management LLC
Address: 135 South Lasalle Street, Chicago, IL, 60603
Telephone: 312-828-6378

Banc Of America Capital Access Funds Management LLC is a large advisory firm based in Chicago. It manages $667.25 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2011.

Banc Of America Capital Access Funds Management provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Banc Of America Capital Access Funds Management: assets under management

The assets under management (AUM) of Banc Of America Capital Access Funds Management LLC is $667.25 million. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $544.15 million in discretionary accounts and $123.11 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $108.83 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $123.11 million.

Banc Of America Capital Access Funds Management has custody of $544.15 million in cash and securities for 5 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Banc Of America Capital Access Funds Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Banc Of America Capital Access Funds Management LLC

Edward John Powers has been acting as President since 1 Sep 2006. Keith Robert Lehr joined the executive team most recently as the Chief Compliance Officer Of Registrant.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward John Powers	President of relying adviser	1 Dec 2002	Other	5619722
Craig Cameron Fowler	Managing director of relying adviser	1 Feb 2003	Other	5932142
Matthew Gregory Hoganbruen	Managing director of relying adviser	1 Feb 2003	Other	5932147
Sanjiv Kanu Shah	Managing director of relying adviser	1 Feb 2003	Other	5932151
Banc Of America Strategic Investments Corporation	Member	1 Sep 2006	75% - 100%	20-2652611
Edward John Powers	President	1 Sep 2006	Other	5619722
Brent Charles Andersen	Senior vice president of relying adviser	1 Sep 2006	Other	6057019
Guillermo Nmn Borda	Managing director of relying adviser	1 Sep 2006	Other	3045765
James William Phillips	Assistant controller of relying adviser	1 Sep 2006	Other	6057044
Thomas Mann Brantley	Senior vice president of relying adviser	1 Sep 2006	Other	6022106
Banc Of America Strategic Investments Corporation	Member of relying adviser	1 Oct 2006	75% - 100%	20-2652611
Stephanie Terese Beale	Treasurer of relying adviser	1 May 2007	Other	5619655
Martin John Mcinerney	Controller	1 Feb 2010	Other	5932155
Martin John Mcinerney	Controller of relying adviser	1 Mar 2010	Other	5932155
Gerald Adam Francese	Chief compliance officer	1 Jun 2011	Other	5837644
Mary Palmer Harman	Member of board of managers	1 Nov 2011	Other	5202064
George W Smith Jr	Member of board of managers	1 Nov 2011	Other	5135360
Debra Ingraham Cho	Chief compliance officer	1 Dec 2011	Other	4895981
Keith Robert Lehr	Chief compliance officer of registrant	1 Apr 2012	Other	2742318

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of America Corporation	Shareholder	1 Jun 2005	75% - 100%	56-0906609

Based in Chicago

The principal office where Banc Of America Capital Access Funds Management LLC performs its advisory services is located at 135 South Lasalle Street, Chicago, IL 60603, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-828-6378 or by fax 312-453-5997. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at www.bankofamerica.com/bamlcaf.