Bolton Securities Corp is a large advisory firm based in Bolton. It manages $2.1 billion of regulatory assets for 3,916 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Arizona, California, Colorado, and 34 other states.
Bolton Securities Corp provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Bolton Securities Corp is $2.1 billion. The firm's AUM has grown by 3085% since the beginning of its operation, and $377.26 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Bolton Securities Corp for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, banking or thrift institutions, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Bolton Securities Corp is high net worth individuals with 1,028 clients and $792.68 million of assets under management. Among the 11 most similar advisory firms, Bolton Securities Corp has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.1 billion for 3,682 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 18% of the firm’s clients are foreign persons or businesses.
Bolton Securities Corp doesn't advise any private funds.
The company employs 95 people that are either part- or full-time employees. 89 percent of the employees work as investment advisers or researchers. 95 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Bolton Securities Corp performs its advisory services is located at 579 Main Street, Bolton, MA 01740, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 978-779-6947. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at boltonsecurities.com.