Harris Mycfo, LLC (Palo Alto)

Name: Harris Mycfo, LLC
Address: 2200 Geng Road, Palo Alto, CA, 94303
Telephone: (650) 210-5000

Harris Mycfo, LLC is a large advisory firm based in Palo Alto. It manages $8.48 billion of regulatory assets for 1,991 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Arizona, California, Colorado, and 13 other states.

Harris Mycfo provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and asset allocation, performance measurement, high net worth consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Harris Mycfo: assets under management

The assets under management (AUM) of Harris Mycfo, LLC is $8.48 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 41% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $8.48 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.26 million each.

Harris Mycfo has custody of $8.48 billion in cash and securities for 150 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harris Mycfo, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harris Mycfo, LLC

Craig Anthony Rawlins has been acting as President since 1 Nov 2009. Gillian Roberta Noble joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Carol Peka Flick	Cfo	1 Nov 2002	Other	4615183
Harris Mycfo Inc.	Sole owner	1 Nov 2002	75% - 100%	81-0573056
Paul Richard Skubic	Vice president	1 Nov 2002	Other	4615189
Patrick Joseph Murphy	Vice president	1 Nov 2002	Other	4615190
Inc Harris Mycfo Ria Holdings	Sole owner	1 Jan 2003	75% - 100%	27-0036997
Cecily Marie Mistarz	Evp & board member	1 Apr 2005	Other	4938679
Rudolph A Galera	Cao and director of operations	1 Apr 2006	Other	2487110
Douglas Lewis Anderson	Director	1 Jun 2006	Other	5081270
Jack Alan Ablin	Board member	1 Sep 2006	Other	4359773
Joann Anthony Pantelis	Chief compliance officer	1 Mar 2009	Other	2329756
Romilla Singh Erb	Principal, compliance operations	1 Mar 2009	Other	4367358
James M. Hering	Coo	1 Aug 2009	Other	2440945
Craig Anthony Rawlins	President	1 Nov 2009	Other	2011479
Bmo Financial Corp	Sole owner	1 Dec 2012	75% - 100%	51-0275712
John Anthony Benevides	President	1 Dec 2012	Other	6079531
Myra Ruth Cridland	Director	1 Dec 2012	Other	6140093
Terry A Jenkins	Director	1 Dec 2012	Other	4847869
Harvey L. Armstrong	Managing director	1 Dec 2012	Other	4765479
Angela Marie Palmer	Chief compliance officer	1 Jan 2013	Other	4915568
Robert Gage Gray	Chief operating officer	1 Jan 2013	Other	2876977
Michael Richard Hutchinson	Chief compliance officer	1 Feb 2014	Other	2388357
Gillian Roberta Noble	Director	1 Mar 2014	Other	6333459

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Bank Of Montreal	Sole owner	1 Sep 1989	75% - 100%	13-4941092
Bmo Financial Corp	Sole owner	1 Nov 2002	75% - 100%	51-0275712
Inc. Harris Ria Holdings	Sole owner	1 Jan 2003	75% - 100%	27-0036997

Based in Palo Alto

The principal office where Harris Mycfo, LLC performs its advisory services is located at 2200 Geng Road, Palo Alto, CA 94303, which is also the mailing address of the firm. An additional office of the firm is in Ponte Verda Beach, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (650) 210-5000 or by fax (650) 210-5099. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at www.harrismycfo.com.