Tci Wealth Advisors, Inc. is a large advisory firm based in Tucson. It manages $2.46 billion of regulatory assets for 7,640 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Arizona, California, Colorado, and 28 other states.
Tci Wealth Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 3,500 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Tci Wealth Advisors, Inc. is $2.46 billion. The firm's AUM has grown by 164% since the beginning of its operation, and $2.68 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay Tci Wealth Advisors, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Lori Ann Booth Houle is high net worth individuals with 648 clients and $1.86 billion of assets under management. Among the 10 most similar advisory firms, Tci Wealth Advisors has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $2.46 billion for 2,167 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
Tci Wealth Advisors doesn't advise any private funds.
The company employs 77 people that are either part- or full-time employees. 31 percent of the employees work as investment advisers or researchers. 24 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Lori Ann Booth Houle has been acting as President since 1 Jan 2016. Michael Anthony Grosso joined the executive team most recently as the Director.
The principal office where Tci Wealth Advisors, Inc. performs its advisory services is located at 4011 East Sunrise Drive, Tucson, AZ 85718, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 520-733-1477 or by fax 520-733-1488. The normal business hours are 7:30am-4:30pm on Monday - Friday. You can find more information about the New York firm at tciwealth.com.