Hv Capital Management, Inc. (Goshen)


Hv Capital Management, Inc. is a large advisory firm based in Goshen. It manages $448.78 million of regulatory assets for 1,273 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of Connecticut, Florida, New Jersey, New York, and Pennsylvania.

Hv Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Hv Capital Management: assets under management

The assets under management (AUM) of Hv Capital Management, Inc. is $448.78 million. The firm's AUM has grown by 85% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $423.63 million in discretionary accounts and $25.15 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $350.69 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $386.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hv Capital Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Hv Capital Management, Inc.

Thomas Vito Guarino has been acting as President since 1 Mar 1995. Mark Alan Lazarczyk joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Thomas Vito Guarino President 1 Mar 1995 75% - 100% 4350862
Thomas Vito Guarino Chief compliance officer 1 Jun 2006 75% - 100% 4350862
Thomas Vito Guarino President & senior portfolio manager 1 Nov 2012 Other 4350862
Mark Alan Lazarczyk Chief compliance officer 1 Nov 2012 Other 3273113
Michael Maurice Rundle Vice president & portfolio manager 1 Nov 2012 Other 1723710
Orange County Bancorp Inc Shareholder 1 Nov 2012 75% - 100% 26-1135778

Based in Goshen

The principal office where Hv Capital Management, Inc. performs its advisory services is located at 117 Grand Street, Suite 201, Goshen, NY 10924 The mailing address of the firm is P.O. Box 268, Goshen, NY 10924. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-294-6127 or by fax 845-294-1438. The normal business hours are 8:30 a.m.- 5:00 p.m. on Monday - Friday.