Houlihan Lokey Howard & Zukin Financial Advisors Inc (Los Angeles)


Houlihan Lokey Howard & Zukin Financial Advisors Inc is a large advisory firm based in Los Angeles. It manages $43.61 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and New York.

Houlihan Lokey Howard & Zukin Financial Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Houlihan Lokey Howard & Zukin Financial Advisors: assets under management

The assets under management (AUM) of Houlihan Lokey Howard & Zukin Financial Advisors Inc is $43.61 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Houlihan Lokey Howard & Zukin Financial Advisors Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Houlihan Lokey Howard & Zukin Financial Advisors Inc

Scott Lee Beiser has been acting as President since 1 Dec 2000. Michael Anthony Fazio joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Andrew Joseph Stull President 1 Jan 1997 Other 1741521
Marc Steven Margulis Secretary & director 1 Jan 1997 Other 2585676
Jack Webb Berka Treasurer & director 1 Jan 1997 Other 1974770
Kevin Patrick Collins Director 1 Jan 1997 Other 1990824
Lokey Howard & Zukin Inc. Houlihan Parent company 1 Jan 1997 75% - 100% 95-2770395
Scott Lee Beiser Director 1 Dec 2000 Other 2026185
Glenn Robert Daniel Director 1 Dec 2000 Other 2206366
Gary Elbert Meek Chief financial officer 1 Dec 2003 Other 4248133
Ernest William Purcell Director 1 Dec 2003 Other 2489472
Marjorie Lynne Bowen Director 1 Dec 2003 Other 2564425
David Brown Secretary 1 Dec 2003 Other 4863609
Julie Ann Martell Carthane Chief compliance officer 1 Oct 2004 Other 2256137
Christopher Madison Crain Secretary 1 Oct 2004 Other 4870370
Ben Allen Buettell Director 1 Oct 2005 Other 2563985
Michael Anthony Fazio Director 1 Apr 2008 Other 4664691

Indirect Owners

The SEC currently registers 21 indirect owners.

Name Entity Date acquired Ownership Employer ID
Orix Corporation Owner 1 Oct 1981 75% - 100% 13-2792249
Orix Usa Corporation Owner 1 Jun 1999 75% - 100% 13-3095268
Orix Capital Markets Llc Owner 1 Oct 2005 75% - 100% 75-2696071
Llc Orix Capital Markets Owner 1 Oct 2005 75% - 100% 75-2696071
Scott Lee Beiser Trustee/series a common 1 Jan 2006 75% - 100% 2026185
Robert Henry Hotz Trustee/series a common 1 Jan 2006 75% - 100% 250792
Jeffrey Ira Werbalowsky Trustee/series a common 1 Jan 2006 75% - 100% 1852895
Inc. Fram Holdings Owner 1 Jan 2006 75% - 100% 20-3998303
Orix Usa Corporation Shareholder/class a preferred 1 Jan 2006 75% - 100% 13-3095268
Orix Hlhz Holding Llc Shareholder/series c common 1 Jan 2006 75% - 100% 20-3998281
Trust Trust/series a common 1 Jan 2006 75% - 100% 20-3998303
Series A & B Trust Trust/series a and b common 1 Jan 2006 75% - 100% 20-3998303
Scott Lee Beiser Trustee/series b common 1 May 2006 Other 2026185
Robert Henry Hotz Trustee/series b common 1 May 2006 Other 250792
Jeffrey Ira Werbalowsky Trustee/series b common 1 May 2006 Other 1852895
Orix Hlhz Holding Llc Shareholder/series d common 1 May 2006 75% - 100% 20-3998281
Scott Lee Beiser Trustee/series e common 1 Apr 2007 Other 2026185
Robert Henry Hotz Trustee/series e common 1 Apr 2007 Other 250792
Jeffrey Ira Werbalowsky Trustee/series e common 1 Apr 2007 Other 1852895
Series E Trust Trust/series e common 1 Apr 2007 75% - 100% 00-0000000
Orix Hlhz Holding Llc Shareholder/class a preferred 1 Feb 2008 75% - 100% 20-3998281

Based in Los Angeles

The principal office where Houlihan Lokey Howard & Zukin Financial Advisors Inc performs its advisory services is located at 1930 Century Park West, Los Angeles, CA 90067 6802, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310.553.8871 or by fax 310.553.7136. The normal business hours are 9:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at www.hlhz.com.