Sprout Financial LLC (Lehi)


Sprout Financial LLC is a multi-state adviser based in Lehi. It manages $9.88 million of regulatory assets for 307 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Arizona, California, Colorado, and 14 other states.

Sprout Financial provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sprout Financial: assets under management

The assets under management (AUM) of Sprout Financial LLC is $9.88 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $9.88 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.17 thousand each.

Investments

The firm invests in other assets the most. They account for 78% of the total AUM. The second-largest asset type is exchange traded securities, which make up 20% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sprout Financial LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sprout Financial serves?

The only and largest group of clients of Sprout Financial is individuals with 307 clients and $9.88 million of assets under management. Among the 2 most similar advisory firms, Sprout Financial has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $9.88 million for 307 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sprout Financial doesn't advise any private funds.

Careers at Sprout Financial LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Edward Anderson Stewart Cco 1 Feb 2018 50% - 75% 6915811
Joshua James Carr Manager 1 Feb 2018 50% - 75% 6915814
Brandon Thomas Neff Manager 1 Feb 2018 25% - 50% 6915815

Based in Lehi

The principal office where Sprout Financial LLC performs its advisory services is located at 2912 Executive Parkway, Lehi, UT 84043, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 855-608-9424 or by fax 888-893-7036. The normal business hours are 9am - 6pm on Monday - Friday. You can find more information about the New York firm at sproutadvisers.com and its LinkedIn profile.