B.B. Graham & Company, Inc. is a large advisory firm based in Orange. It manages $138.82 million of regulatory assets for 416 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Alaska, Arizona, California, and 29 other states.
B.B. Graham & Company provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of B.B. Graham & Company, Inc. is $138.82 million. The firm's AUM has grown by 295% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay B.B. Graham & Company, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of B.B. Graham & Company is individuals with 391 clients and $83.24 million of assets under management. Among the 9 most similar advisory firms, B.B. Graham & Company has the 3rd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $138.82 million for 416 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
B.B. Graham & Company doesn't advise any private funds.
The company employs 27 people that are either part- or full-time employees. 93 percent of the employees work as investment advisers or researchers. 25 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where B.B. Graham & Company, Inc. performs its advisory services is located at 1700 W. Katella Ave., Orange, CA 92867, which is also the mailing address of the firm. An additional office of the firm is in Lincolnshire, IL. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (714) 628-5200 or by fax 714-516-3340. The normal business hours are 6:30am to 2:30pm on Monday - Friday. You can find more information about the New York firm at bbgraham.com.