D.F. Dent And Company, Inc. is a large advisory firm based in Baltimore. It manages $4.19 billion of regulatory assets for 1,076 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of California, Connecticut, District of Columbia, and 14 other states.
D.F. Dent And Company provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of D.F. Dent And Company, Inc. is $4.19 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and $149.98 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has a single stream of revenue. Clients pay D.F. Dent And Company, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Daniel Forbes Dent is high net worth individuals with 524 clients and $2.27 billion of assets under management. Among the 13 most similar advisory firms, D.F. Dent And Company has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $4.14 billion for 1,069 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.
D.F. Dent And Company doesn't advise any private funds.
The company employs 21 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.
There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Daniel Forbes Dent has been acting as President since 1 Jan 1976. Austin Gregory Root joined the executive team most recently as the Vice President.
The principal office where D.F. Dent And Company, Inc. performs its advisory services is located at 400 East Pratt Street, 7 Th Floor, Baltimore, MD 21202 3127, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 410-837-2544 or by fax 410-837-6359. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at dfdent.com.