Barington Companies Advisors LLC (New York)


Barington Companies Advisors LLC is a large advisory firm based in New York. It manages $272.08 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Barington Companies Advisors provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Barington Companies Advisors: assets under management

The assets under management (AUM) of Barington Companies Advisors LLC is $272.08 million. The firm's AUM has grown by 17% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $210.08 million in discretionary accounts and $62 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $70.03 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $31 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Barington Companies Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Barington Companies Advisors LLC

Barington Companies Advisors LLC is owned by Diane K. Mckeever. James Anthony Mitarotonda has been acting as President since 1 Jan 2004. Christopher John Pappano joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.P. Barington Capital Group Owner 1 Jan 2004 50% - 75% 29383
James Anthony Mitarotonda President 1 Jan 2004 Other 1332607
Sebastian E. Cassetta Vice president, secretary 1 Jan 2004 Other 5060011
Clark Donald Ruiz Chief compliance officer 1 Jan 2004 Other 2216400
Melvyn Brunt Vice president, treasurer 1 Jan 2004 Other 4533815
Jared Landaw General counsel 1 May 2004 Other 5060022
William J. Fox Owner 1 Sep 2004 Other 5060017
Diane K. Mckeever Owner 1 Jan 2005 Other 5060012
Christopher John Pappano Owner 1 Jan 2005 Other 2522557
Robert H. Longnecker Owner 1 Jan 2005 Other 4438234

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Lna Capital Corp. General partner 1 Oct 1991 75% - 100% 13-3635168

Based in New York

The principal office where Barington Companies Advisors LLC performs its advisory services is located at 888 Seventh Avenue, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-974-5700 or by fax 212-586-7684. The normal business hours are 9 am - 6 pm on Monday - Friday. You can find more information about the New York firm at www.barington.com.