10 15 Associates, Inc. is a large advisory firm based in Goshen. It manages $743.62 million of regulatory assets for 2,134 client accounts. It has been registered with the SEC as an adviser since 2011 and has operated in the jurisdictions of Connecticut, Delaware, Florida, and 13 other states.
10 15 Associates provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of 10 15 Associates, Inc. is $743.62 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay 10 15 Associates, Inc. for their services and products based on a percentage of assets under management, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Michael Anthony Dematteo is individuals with 1,030 clients and $458.16 million of assets under management. Among the 12 most similar advisory firms, 10 15 Associates has the 2nd highest percentage of individuals out of all clients.
The amount of regulatory assets under management is $743.62 million for 1,229 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
10 15 Associates doesn't advise any private funds.
The company employs 13 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Michael Anthony Dematteo has been acting as President since 1 Jan 1997. Deborah Lynn Dematteo joined the executive team most recently as the Vice President/Chief Compliance Officer.
The principal office where 10 15 Associates, Inc. performs its advisory services is located at 9 Coates Drive, Goshen, NY 10924, which is also the mailing address of the firm. An additional office of the firm is in Fishkill, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 845-294-2080 or by fax 845-294-3072. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at 1015associates.com.