Dorion Gray Financial Services Inc. (Crystal Lake)


Dorion Gray Financial Services Inc. is an adviser based in Crystal Lake. It manages $65.98 million of regulatory assets for 409 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, Florida, Texas, and Wisconsin.

Dorion Gray Financial Services provides financial planning services, portfolio management for individuals and small businesses, selection of other advisers, publication of newsletters, and seminars & workshops, advisory panels and radio talk shows. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Dorion Gray Financial Services: assets under management

The assets under management (AUM) of Dorion Gray Financial Services Inc. is $65.98 million. The firm's AUM has grown by 75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $61.99 million in discretionary accounts and $3.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $166.64 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $107.88 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dorion Gray Financial Services Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Dorion Gray Financial Services Inc.

Paula Lauretta Doriongray has been acting as President since 1 Jan 1995. Ann Marie Mariani Issel joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paula Lauretta Doriongray President 1 Jan 1995 75% - 100% 1399900
Robert Mark Gray Executive vice president of operations & marketing 1 Jan 1995 Other 4283303
James Michael Davids Chief compliance officer 1 Jan 2008 Other 4020698
Ann Marie Mariani Issel Chief compliance officer 1 Jan 2012 Other 1627532

Based in Crystal Lake

The principal office where Dorion Gray Financial Services Inc. performs its advisory services is located at 2602 Il Route 176, Crystal Lake, IL 60014 2225, which is also the mailing address of the firm. An additional office of the firm is in Lincolnshire, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 815-459-6800 or by fax 815-455-4989. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.doriongray.com.