Mount Yale Portfolio Advisors, LLC (Denver)


Mount Yale Portfolio Advisors, LLC is a large advisory firm based in Denver. It manages $148.39 million of regulatory assets for 96 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, Colorado, Florida, and 7 other states.

Mount Yale Portfolio Advisors provides portfolio management for businesses and institutional clients and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mount Yale Portfolio Advisors: assets under management

The assets under management (AUM) of Mount Yale Portfolio Advisors, LLC is $148.39 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $148.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.55 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mount Yale Portfolio Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Leonard Sabre Member 1 Aug 2002 75% - 100% 1295430
Llc Dalton Capital Member 1 Aug 2002 25% - 50% xxx-xx-xxxx
John Leonard Sabre Member 1 Jun 2003 25% - 50% 1295430
Roger Craig Bowden Member 1 Jun 2003 25% - 50% 2096554
Greg David Anderson Member 1 Jun 2003 25% - 50% 2318332
Greg David Anderson Manager 1 Nov 2003 Other 2318332
Roger Craig Bowden Manager 1 Nov 2003 Other 2096554
Llc Dalton Capital Member 1 Nov 2003 25% - 50% 01-0781861
John Leonard Sabre Manager 1 Nov 2003 Other 1295430
John Leonard Sabre Manager 1 Aug 2007 Other 1295430
Lynn Virginia Sabre Member 1 Aug 2007 75% - 100% 5656167

Based in Denver

The principal office where Mount Yale Portfolio Advisors, LLC performs its advisory services is located at 1125 17 Th Street Suite 1400, Denver, CO 80202, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (303)382-2880 or by fax (303)382-2888. The normal business hours are 7:30am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.mtyale.com.