Buffalo Capital Corporation is a large advisory firm based in Newport Beach. It manages $127.87 million of regulatory assets for 374 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Texas.
Buffalo Capital Corporation provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as life & health insurance.
The assets under management (AUM) of Buffalo Capital Corporation is $127.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 294% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Buffalo Capital Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Buffalo Capital Corporation is high net worth individuals with 51 clients and $64.81 million of assets under management. Among the 10 most similar advisory firms, Buffalo Capital Corporation has the 5th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $127.87 million for 189 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Buffalo Capital Corporation doesn't advise any private funds.
The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There are 4 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Buffalo Capital Corporation performs its advisory services is located at 4299 Macarthur Blvd, Newport Beach, CA 92660, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 949-476-2799 or by fax 949-476-2790. The normal business hours are 8:00am to 4:30pm on Monday - Friday. You can find more information about the New York firm at buffalocapital.com.