Sfc Financial LLC is a large advisory firm based in St. Louis. It manages $143.73 million of regulatory assets for 175 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of Illinois and Missouri.
Sfc Financial provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Sfc Financial LLC is $143.73 million. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Sfc Financial LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Sfc Financial is high net worth individuals with 31 clients and $136.78 million of assets under management. Among the 9 most similar advisory firms, Sfc Financial has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $143.73 million for 57 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Sfc Financial doesn't advise any private funds.
The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Sfc Financial LLC performs its advisory services is located at 3890 S. Lindbergh Blvd, St. Louis, MO 63127 1391, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 314-842-2001 or by fax 314-842-3303. The normal business hours are 8:30am - 5:00pm on Monday - Friday.