Carousel Capital Management Company, L.P. (Charlotte)


Carousel Capital Management Company, L.P. is a large advisory firm based in Charlotte. It manages $756.29 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of North Carolina.

Carousel Capital Management Company provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Carousel Capital Management Company: assets under management

The assets under management (AUM) of Carousel Capital Management Company, L.P. is $756.29 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 70% since the beginning of its operation, and $1.16 million of the total AUM is attributable to clients outside of the United States.

The firm manages $756.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $84.03 million each.
Carousel Capital Management Company has custody of $756.29 million in cash and securities for 9 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Carousel Capital Management Company, L.P. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Carousel Capital Management Company serves?

The only and largest group of clients of Carousel Capital Management Company is pooled investment vehicles with 9 clients and $756.29 million of assets under management. Among the 8 most similar advisory firms, Carousel Capital Management Company has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $756.29 million for 9 clients. None of the firm’s clients are foreign persons or businesses.

Carousel Capital Management Company also advises several private funds. Namely, nine private equity funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,500,000.

Careers at Carousel Capital Management Company, L.P.

The company employs 14 people that are either part- or full-time employees. 79 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nelson Schwab Managing limited liability company member of carousel capital company, llc 1 Jan 1996 Other 6016316
Jason Charles Schmidly Limited liability company member of carousel capital company, llc 1 Jan 1996 Other 2378770
Charles Smith Grigg Limited liability company member of carousel capital company, llc 1 Jan 1996 Other 2165335
William Thomas Hobbs Limited liability company member of carousel capital company, llc 1 Jan 1996 Other 2374855
Nelson Schwab Managing limited liability company member of carousel capital company ii, llc 1 Jan 2000 25% - 50% 6016316
William Thomas Hobbs Limited liability company member of carousel capital company ii, llc 1 Jan 2000 Other 2374855
Charles Smith Grigg Limited liability company member of carousel capital company ii, llc 1 Jan 2000 Other 2165335
Jason Charles Schmidly Limited liability company member of carousel capital company ii, llc 1 Jan 2000 Other 2378770
Nelson Schwab Managing limited liability company member of carousel capital company iii, llc 1 Jan 2006 25% - 50% 6016316
Charles Smith Grigg Limited liability company member of carousel capital company iii, llc 1 Jan 2006 Other 2165335
William Thomas Hobbs Limited liability company member of carousel capital company iii, llc 1 Jan 2006 Other 2374855
Jason Charles Schmidly Limited liability company member of carousel capital company iii, llc 1 Jan 2006 Other 2378770
Charles Smith Grigg Managing limited partner of carousel capital management company, lp 1 Jan 2008 25% - 50% 2165335
Nelson Schwab Managing limited partner of carousel capital management company, lp 1 Jan 2008 Other 6016316
Jason Charles Schmidly Managing limited partner of carousel capital management company, lp 1 Jan 2008 25% - 50% 2378770
William Thomas Hobbs Managing limited partner of carousel capital management company, lp 1 Jan 2008 Other 2374855
Llc Carousel Capital Management Company General partner of carousel capital management company, lp 1 Jan 2008 Other 26-1632828
Eric Francis Heintschel Chief financial officer of carousel capital management company, lp 1 Jan 2009 Other 6016320
Nelson Schwab Managing limited liability company member of carousel capital company iv, llc 1 May 2011 Other 6016316
William Thomas Hobbs Managing limited liability company member of carousel capital company iv, llc 1 May 2011 Other 2374855
Charles Smith Grigg Managing limited liability company member of carousel capital company iv, llc 1 May 2011 25% - 50% 2165335
Jason Charles Schmidly Managing limited liability company member of carousel capital company iv, llc 1 May 2011 25% - 50% 2378770
Angela Carol Allred Chief compliance officer of carousel capital managment company, lp 1 Jul 2011 Other 4767302
Robert Louis Kreidler Chief financial officer of carousel capital management company, lp as of 3/31/13 & chief compliance officer as of 6/20/13 1 Mar 2013 Other 2484874
Charles Smith Grigg Limited liability company member of carousel capital company v, llc 1 Aug 2016 25% - 50% 2165335
Jason Charles Schmidly Limited liability company member of carousel capital company v, llc 1 Aug 2016 25% - 50% 2378770
William Thomas Hobbs Limited liability company member of carousel capital company v, llc 1 Aug 2016 Other 2374855
Daniel James Eassa Chief financial officer and chief compliance officer 1 Jul 2019 Other 7161657

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Jason Charles Schmidly Managing limited liability company member of carousel capital management company, llc 1 Dec 2012 25% - 50% 2378770
Charles Smith Grigg Managing limited liability company member of carousel capital management company, llc 1 Dec 2012 25% - 50% 2165335

Based in Charlotte

The principal office where Carousel Capital Management Company, L.P. performs its advisory services is located at 201 North Tryon Street, Charlotte, NC 28202, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-372-2040 or by fax 704-372-1040. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at carouselcapital.com.