7 X7 Asset Management LLC (San Francisco)


7 X7 Asset Management LLC is a large advisory firm based in San Francisco. It manages $391 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California and Texas.

7 X7 Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

7 X7 Asset Management: assets under management

The assets under management (AUM) of 7 X7 Asset Management LLC is $391 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 463% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $391 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $130.33 million each.
7 X7 Asset Management has custody of $391 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 7 X7 Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at 7 X7 Asset Management LLC

William Chong joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Douglas Kyan Lee Managing member 1 Mar 2005 75% - 100% 2658287
Virginia Yee Chief compliance officer 1 Mar 2005 Other 2519704
Douglas Kyaw Lee Chief executive officer 1 May 2005 75% - 100% 2658287
Virginia Yee Chief operating officer 1 May 2005 Other 2519703
Virginia (Nmn) Yee Chief operating officer 1 May 2005 Other 2519703
Stacy Ann Pasko Chief compliance officer 1 Jan 2009 Other 6010119
William Chong Chief financial officer 1 Jan 2010 Other 6010129
William (Nmn) Chong Chief financial officer 1 Jan 2010 Other 6010129

Based in San Francisco

The principal office where 7 X7 Asset Management LLC performs its advisory services is located at 100 Pine Street, San Francisco, CA 94111 5118, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415 249 6800 or by fax 415 249 6801. The normal business hours are 6 am - 2 pm on Monday - Friday.