The Enrichment Group, Inc. (Miami)


The Enrichment Group, Inc. is a large advisory firm based in Miami. It manages $245.13 million of regulatory assets for 275 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of Florida, North Carolina, and Texas.

The Enrichment Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

The Enrichment Group: assets under management

The assets under management (AUM) of The Enrichment Group, Inc. is $245.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 14% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $245.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $891.4 thousand each.
The Enrichment Group has custody of $16.25 million in cash and securities for 68 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Enrichment Group, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Enrichment Group, Inc.

Kathleen Patricia Day has been acting as President since 1 Jan 1987. Carol Ann Harlow joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Kathleen Patricia Day President 1 Jan 1987 50% - 75% 1590407
Bryan Patrick Day Chief operating officer 1 Dec 1992 25% - 50% 2349374
Carol Ann Harlow Chief compliance officer 1 Apr 2008 Other 3170071

Based in Miami

The principal office where The Enrichment Group, Inc. performs its advisory services is located at 7355 Sw 87 Th Ave, Miami, FL 33173, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (305)274-1600 or by fax (305)274-5002. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.theenrichmentgroup.com.