Marshall & Sullivan Inc is a large advisory firm based in Seattle. It manages $289.65 million of regulatory assets for 180 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, California, Oregon, Texas, and Washington.
Marshall & Sullivan provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and consulting. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Marshall & Sullivan Inc is $289.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Marshall & Sullivan Inc for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, and corporations or other businesses. The largest group of clients of Ronald Eugene Marshall is high net worth individuals with 95 clients and $228.91 million of assets under management. Among the 10 most similar advisory firms, Marshall & Sullivan has the 3rd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $289.65 million for 180 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Marshall & Sullivan also advises several private funds. Namely, eight real estate funds. The minimum investment commitment required of non-related persons ranges from $25,000 to $50,000.
The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Marshall & Sullivan Inc is owned by Ruth Ellen Elliott. Ronald Eugene Marshall has been acting as President since 1 May 1981. Marshall A Patricia joined the executive team most recently as the Director.
The principal office where Marshall & Sullivan Inc performs its advisory services is located at 1109 First Ave. Suite 200, Seattle, WA 98101, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 206-621-9014 or by fax 206-682-9075. The normal business hours are 7am to 3pm on Monday - Friday. You can find more information about the New York firm at msinvest.com.