Campbell & Company Investment Adviser LLC (Baltimore)


Campbell & Company Investment Adviser LLC is a large advisory firm based in Baltimore. It manages $286.32 million of regulatory assets for 9 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Maryland.

Campbell & Company Investment Adviser provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Campbell & Company Investment Adviser: assets under management

The assets under management (AUM) of Campbell & Company Investment Adviser LLC is $286.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1030% since the beginning of its operation, and $149.43 million of the total AUM is attributable to clients outside of the United States.

The firm manages $286.32 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $31.81 million each.
Campbell & Company Investment Adviser has custody of $18.37 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in cash and cash equivalents the most. They account for 92% of the total AUM. The second-largest asset type is derivatives, which make up 8% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Campbell & Company Investment Adviser LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Michael Seth Harris serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Michael Seth Harris is pooled investment vehicles with 6 clients and $274.83 million of assets under management. Among the 8 most similar advisory firms, Campbell & Company Investment Adviser has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $274.83 million for 8 clients. 55% of the firm’s clients are foreign persons or businesses.

Campbell & Company Investment Adviser also advises several private funds. Namely, six hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.

Careers at Campbell & Company Investment Adviser LLC

The company employs 84 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Michael Seth Harris has been acting as President since 1 Nov 2012. Gabriel Allen Morris joined the executive team most recently as the Chief Operating Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Theresa Doyle Becks Chief financial officer, treasurer and assistant secretary 1 Feb 2005 Other 2871739
Bruce L. Cleland President & chief executive officer 1 Feb 2005 Other 4591704
James Marion Little Vice president 1 Feb 2005 Other 820973
Craig Alan Weynand Chief compliance officer, secretary and assistant treasurer 1 Feb 2005 Other 2081120
Inc. Campbell & Company Member 1 Feb 2005 75% - 100% 121773
Bruce Lester Cleland President & chief executive officer 1 Feb 2005 Other 4591704
Thomas Page Lloyd Chief compliance officer, secretary and assistant treasurer 1 Sep 2005 Other 2081120
Kevin Martin Heerdt Vice president and chief operating officer 1 Sep 2005 Other 4001249
Theresa Doyle Becks President, chief executive officer and chief financial officer 1 Apr 2007 Other 2871739
Gregory Todd Donovan Treasurer and assistant secretary 1 Apr 2007 Other 5320338
Gregory Todd Donovan Chief financial officer, treasurer and assistant secretary 1 Jul 2008 Other 5320338
Theresa Doyle Becks President and chief executive officer 1 Jul 2008 Other 2871739
Tracy Wills Zapata Vice president 1 Dec 2008 Other 2601580
Geoffrey William Andrews Vice president and chief operating officer 1 Mar 2010 Other 2690730
Stephen Craig Roussin President 1 Jun 2011 Other 1441872
Stephen Craig Roussin President and chief executive officer 1 Oct 2011 Other 1441872
Steven A. Schneider Chief administrative officer 1 Apr 2012 Other 4281075
John Robert Radle Director of trading 1 Oct 2012 Other 2046095
Geoffrey William Andrews Chief executive officer 1 Nov 2012 Other 2690730
Michael Seth Harris President 1 Nov 2012 Other 2909250
Xiaohua Hu Director of research 1 Nov 2012 Other 6138662
Robert William Mcbride Director of software development and research operations 1 Nov 2012 Other 6138663
Robert William Mcbride Chief technology officer 1 Feb 2013 Other 6138663
Darvin Neil Sterner Director of private wealth distribution 1 Jun 2013 Other 5859141
Thomas Page Lloyd General counsel, secretary and assistant treasurer 1 Sep 2013 Other 4001249
Heidi Lynn Kaiser Deputy general counsel and chief compliance officer 1 Sep 2013 Other 3001204
Lp Campbell & Company Member, campbell & company investment adviser llc 1 Dec 2014 75% - 100% 47-2473976
Inc. Kc Holding Limited partner, campbell & company, lp 1 Jan 2015 25% - 50% 52-1114143
Llc Ec Limited partner, campbell & company, lp 1 Jan 2015 50% - 75% 61-1748496
Llc Campbell & Company General partner, campbell & company, lp 1 Jan 2015 Other 47-2736243
Richard Mark Johnson Managing director, global head of institutional sales 1 Mar 2015 Other 1386666
Joseph Daniel Kelly Global head of client solutions group 1 Oct 2016 Other 4123304
Adam Theodore Tremper Director of marketing & investor relations 1 Mar 2017 Other 4899223
Brian Omid Nabet Director of technology & information security services 1 Mar 2017 Other 6777273
Kevin Dwayne Cole Chief research officer 1 Mar 2017 Other 2910759
Sarah Elizabeth Sheckells Director of human resources 1 Mar 2017 Other 2936784
Kevin Dwayne Cole Chief research officer 1 Jun 2017 Other 2910759
Xiaohua Hu Co-chair of investment committee 1 Jun 2017 Other 6138662
Jeri Renee Hawthorne Director of human resources 1 Aug 2017 Other 6907827
Heidi Lynn Kaiser Co-general counsel and chief compliance officer 1 Aug 2018 Other 3001204
Thomas Page Lloyd General counsel and chief compliance officer 1 Dec 2018 Other 4001249
Gabriel Allen Morris Chief operating officer 1 Jul 2019 Other 6394939

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Donald Keith Campbell Owner 1 Jan 1972 75% - 100% 4591697
D. Keith Campbell Chairman of the board of directors of campbell & company, inc. 1 Jan 1972 50% - 75% 4591697
Donald Keith Campbell Trustee 1 Oct 2014 Other 4591697
The D. Keith Campbell 2014 Revocable Trust Owner 1 Dec 2014 75% - 100% 47-6580916
Geoffrey William Andrews Managing member 1 Jan 2015 Other 2690730
Michael Seth Harris Managing member 1 Jan 2015 Other 2909250
Thomas Page Lloyd Managing member 1 Jan 2015 Other 4001249
Inc. Kc Holding Limited partner 1 Dec 2018 75% - 100% 52-1114143

Based in Baltimore

The principal office where Campbell & Company Investment Adviser LLC performs its advisory services is located at 2850 Quarry Lake Drive, Baltimore, MD 21209, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-413-2600 or by fax 410-413-2572. The normal business hours are 8:30 am - 5:00 pm et on Monday - Friday.