Beacon Wealthcare, Inc. (Raleigh)


Beacon Wealthcare, Inc. is a large advisory firm based in Raleigh. It manages $138.7 million of regulatory assets for 725 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Massachusetts, New Hampshire, North Carolina, and South Carolina.

Beacon Wealthcare provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Beacon Wealthcare: assets under management

The assets under management (AUM) of Beacon Wealthcare, Inc. is $138.7 million. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $134.13 million in discretionary accounts and $4.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $194.95 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $123.47 thousand.
Beacon Wealthcare has custody of $41.06 million in cash and securities for 145 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 91% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 5% of the firm’s portfolio. Investments in other assets form 4% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Beacon Wealthcare, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Beacon Wealthcare serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Beacon Wealthcare is individuals with 691 clients and $91.68 million of assets under management. Among the 8 most similar advisory firms, Beacon Wealthcare has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $138.7 million for 725 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Beacon Wealthcare doesn't advise any private funds.

Careers at Beacon Wealthcare, Inc.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Samuel Quincy Bass President and director 1 Mar 1998 75% - 100% 1132124
Patricia Ann Hall Chief compliance officer 1 Apr 2000 Other 1565914

Based in Raleigh

The principal office where Beacon Wealthcare, Inc. performs its advisory services is located at 1633 Glenwood Ave, Raleigh, NC 27608 2319, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-821-5225 or by fax 919-821-1033. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at beaconwc.com.