Jonathan D. Pond, LLC is a large advisory firm based in Newton. It manages $280.32 million of regulatory assets for 834 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Maryland, Massachusetts, New Hampshire, and 3 other states.
Jonathan D. Pond provides financial planning services, portfolio management for individuals and small businesses, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Jonathan D. Pond, LLC is $280.32 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 256% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Jonathan D. Pond, LLC for their services and products based on a percentage of assets under management, hourly charges, and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Jonathan D. Pond is high net worth individuals with 93 clients and $244.98 million of assets under management. Among the 7 most similar advisory firms, Jonathan D. Pond has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $280.32 million for 172 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Jonathan D. Pond doesn't advise any private funds.
The company employs 3 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Jonathan D. Pond, LLC performs its advisory services is located at 300 Washington Street; One Gateway Center, Newton, MA 02458, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 617-243-0020 or by fax 617-243-0021. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at jonathanpondllc.com.