Smith Donald & Co Inc (New York)


Smith Donald & Co Inc is a large advisory firm based in New York. It manages $6.19 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2001.

Smith Donald & provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Smith Donald &: assets under management

The assets under management (AUM) of Smith Donald & Co Inc is $6.19 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 618% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6.19 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.66 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Smith Donald & Co Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Smith Donald & Co Inc

Donald Gene Smith has been acting as President since 1 Apr 1980. Ann Elizabeth Hogan joined the executive team most recently as the Chief Compliance Officer, Chief Administrative Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Donald Gene Smith President 1 Apr 1980 75% - 100% 4333499
Richard L. Greenberg Vice president, shareholder 1 Jan 2004 Other 4878855
Donald G. Smith 2004 Grat Shareholder 1 Jan 2004 75% - 100% 13-7437724
Ann Elizabeth Hogan Chief compliance officer, chief administrative officer 1 Jan 2013 Other 6176985

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kamal Shah Trader, shareholder 1 Jan 2004 Other 3120760
Jon Edward Hartsel Research analyst, shareholder 1 Jan 2004 Other 3256219

Based in New York

The principal office where Smith Donald & Co Inc performs its advisory services is located at 152 W. 57 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-284-0990 or by fax 212-284-0998. The normal business hours are 9 a.m. - 5 p.m. on Monday - Friday.