Matterhorn Investment Management (Asia) Limited (Hong Kong)

Matterhorn Investment Management (Asia) Limited is an adviser based in Hong Kong. It manages $49 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2012.

Matterhorn Investment Management (Asia) Limited provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Matterhorn Investment Management (Asia) Limited: assets under management

The assets under management (AUM) of Matterhorn Investment Management (Asia) Limited is $49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 10% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $49 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Matterhorn Investment Management (Asia) Limited for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Matterhorn Investment Management (Asia) Limited

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul William Bate	Chief executive officer and managing member	1 May 2008	75% - 100%	5094827
Ewan Barford Christian	Chief compliance officer	1 May 2008	Other	4150237
Cassandra Scott Hayward	Chief compliance officer	1 May 2018	Other	6991346

Based in Hong Kong

The principal office where Matterhorn Investment Management (Asia) Limited performs its advisory services is located at G/F, 535 Canton Road, West Kowloon,, Hong Kong, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 2179 3337 or by fax 852 2179 3437. The normal business hours are 09.00 - 17.00 on Monday - Friday.