Icici Securities Holdings Inc. (New York)

Icici Securities Holdings Inc. is an adviser based in New York. It has been registered with the SEC as an adviser since 2008.

Icici Securities Holdings provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Icici Securities Holdings Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Icici Securities Holdings Inc.

Gopakumar Puthenveettil has been acting as President since 1 Jul 2008. Saurabh Gangrade joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anup Animesh Bagchi	Director	1 Jan 2007	Other	5293048
Gopakumar Puthenveettil	Chief executive officer/chief compliance officer	1 Jan 2008	Other	5082683
Icici Securities Holdings Inc.	Corporation	1 Jul 2008	75% - 100%	13-4142782
Gopakumar Puthenveettil	President	1 Jul 2008	Other	5082683
Jeremy Thomas Ciampo	Chief compliance officer	1 Jul 2008	Other	3087316
Ram Kolluri	Director & chief investment officer	1 Jul 2008	Other	707814
Ram Kolluri	Chief compliance officer	1 Aug 2008	Other	707814
John Joseph Vaughan	Chief compliance officer	1 Sep 2008	Other	1495636
Rahul Ajmera	Chief compliance officer	1 Feb 2010	Other	5365104
Pramod Rao	Director	1 Dec 2010	Other	5873788
Sriram H Iyer	Director	1 Dec 2010	Other	5873793
Ashish Kakkar	Director	1 Dec 2010	Other	5873801
Raghav Iyengar	Director	1 Dec 2010	Other	5873802
Omer Hussain	Chief compliance officer	1 Feb 2011	Other	4412837
Krishna Prasad Tumuluri	President & ceo	1 Jul 2011	Other	5965075
Vinay Sharma	Portfolio manager	1 Jul 2011	Other	5967638
Saurabh Gangrade	Chief compliance officer	1 Aug 2011	Other	5927563

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Icici Bank Limited	Shareholder	1 Feb 1993	75% - 100%	foreign
Icici Securities Limited	Shareholder	1 Jun 2000	75% - 100%	foreign
Icici Securities Limited (Fka Icici Brokerage Services Ltd.)	Shareholder	1 Jul 2000	75% - 100%	foreign

Based in New York

The principal office where Icici Securities Holdings Inc. performs its advisory services is located at 500, 5 Th Avenue, New York, NY 10010, which is also the mailing address of the firm. The firm also has an office outside of the United States.