Topturn Fund Advisors, LLC (Monterey)


Topturn Fund Advisors, LLC is an investment adviser to an investment company based in Monterey. It manages $26.4 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of California.

Topturn Fund Advisors provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Topturn Fund Advisors: assets under management

The assets under management (AUM) of Topturn Fund Advisors, LLC is $26.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 81% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.4 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Topturn Fund Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Topturn Fund Advisors serves?

The only and largest group of clients of Topturn Fund Advisors is investment companies with 1 clients and $26.4 million of assets under management. Among the 2 most similar advisory firms, Topturn Fund Advisors has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $26.4 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Topturn Fund Advisors doesn't advise any private funds.

Careers at Topturn Fund Advisors, LLC

The company employs 5 people that are either part- or full-time employees. 40 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Lp Omnistrat Fund Owner 1 May 2015 Other 27-4670371
Daniel Gregory Stewart Managing member & chief investment officer 1 May 2015 25% - 50% 3220485
Danny Nmn Darchuck Managing member & chief compliance officer 1 May 2015 25% - 50% 1241982

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Daniel Gregory Stewart Managing member and chief investment officer 1 Nov 2009 50% - 75% 3220485
Danny Nmn Darchuck Managing member and chief compliance officer 1 Nov 2009 50% - 75% 1241982
Llc Topturn Capital General partner 1 Oct 2011 Other 151464

Based in Monterey

The principal office where Topturn Fund Advisors, LLC performs its advisory services is located at 30 Ragsdale Drive, Monterey, CA 93940, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 831-324-0481 or by fax 8313240505. The normal business hours are 9:00am - 5:00pm on Monday - Friday.