Ing Investment Management Co. (New York)


Ing Investment Management Co. is a large advisory firm based in New York. It manages $64.42 billion of regulatory assets for 4,753 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Ing Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ing Investment Management: assets under management

The assets under management (AUM) of Ing Investment Management Co. is $64.42 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $64.42 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $13.55 million each.
Ing Investment Management has custody of $880.73 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ing Investment Management Co. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ing Investment Management Co.

Robert William Crispin has been acting as President since 1 Feb 2004. Mark Donald Weber joined the executive team most recently as the Executive Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ing Investment Management Llc Parent of applicant 1 Mar 2003 75% - 100% 58-2361003
James Scott Fox Vice chairman 1 Feb 2004 Other 2024359
Jeffrey Todd Becker Cfo 1 Feb 2004 Other 4447439
Michael Joseph Gioffre Chief compliance officer 1 Feb 2004 Other 1863705
Robert William Crispin Chairman 1 Feb 2004 Other 1642909
Gerald Thomas Lins General counsel 1 Feb 2004 Other 4068642
Iii Fredric Armstrong Nelson Vice chairman 1 Feb 2004 Other 4619723
Paul Damien Gyra Executive vice president 1 Feb 2004 Other 4335490
Gregory G Mcgreevey Executive vice president 1 Feb 2004 Other 2990466
Mark Donald Weber Executive vice president 1 Feb 2004 Other 4335492
James Howard Kase Executive vice president 1 Oct 2005 Other 1500986
Arthur John Kalita Executive vice president 1 Mar 2006 Other 1491028
Shaun Patrick Mathews Executive vice president 1 Jan 2007 Other 1983947
Kevin P Mcmahon Executive vice president 1 Jan 2007 Other 4768693
Robert Graham Leary Chief executive officer 1 Sep 2007 Other 2332562
Eric Herbert Anderson Executive vice president 1 Oct 2007 Other 1816597
Chetlur Ragavan Chief risk officer, senior vice president 1 Jul 2008 Other 5902786
Christopher Francis Corapi Chief investment officer of equities 1 Jan 2009 Other 1496424
Christine Lynn Hurtsellers Cio of fixed income & proprietary investments 1 Jan 2009 Other 1721671
Dan Lee Wilcox Chief financial officer 1 Dec 2009 Other 2193567
Jeffrey Todd Becker Director, chairman and chief executive officer 1 Jan 2010 Other 4447439
Michael Bruce Pytosh Co-head of u.s. equity platform 1 Jan 2010 Other 4873095
Paul Zemsky Executive vice president 1 Jan 2010 Other 1918824
Mark Donald Weber Executive vice president 1 Jan 2012 Other 4335492

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Ing Verzekeringen Management Llc Shareholder 1 Jan 1991 75% - 100% foreign
Ing Groep N.V. Sole shareholder 1 Jan 1991 75% - 100% 98-0220475
Ing Verzekeringen N.V. Shareholder 1 Jan 1991 75% - 100% foreign
Lion Connecticut Holdings Inc. Sole member 1 Jan 2001 75% - 100% 02-0488491
Inc. Lion Connecticut Holdings Sole member 1 Jan 2001 75% - 100% 02-0488491
Ing Americas Insurance Holdings Inc. Shareholder 1 Jan 2004 75% - 100% 52-1222820
Ing Insurance International Bv Shareholder 1 Jan 2004 75% - 100% 98-0159264
Ing Insurance International B.V. Shareholder 1 Jan 2004 75% - 100% 98-0159264
Ing America Insurance Holdings Inc. Shareholder 1 Jan 2004 75% - 100% 52-1222820
Inc. Ing America Insurance Holdings Shareholder 1 Jan 2004 75% - 100% 52-1222820
Ing Insurance Topholding N.V. Shareholder 1 Dec 2011 75% - 100% foreign

Based in New York

The principal office where Ing Investment Management Co. performs its advisory services is located at 230 Park Avenue, New York, NY 10169, which is also the mailing address of the firm. An additional office of the firm is in Scottsdale, AZ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-309-8200 or by fax 212-808-6134. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.ing-mag.com.