NLP Investments, Inc. is a large advisory firm based in St. Louis. It manages $32.93 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Missouri.
NLP Investments provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of NLP Investments, Inc. is $32.93 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -44% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay NLP Investments, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
John Gregory Noddings has been acting as President since 1 Aug 2001. Shannon Michele Herring joined the executive team most recently as the Treasurer.
The principal office where NLP Investments, Inc. performs its advisory services is located at Two Cityplace Drive, Suite 200, St. Louis, MO 63141, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 314-812-2650 or by fax 314-812-2655. The normal business hours are 8:30am to 4:00pm on Monday - Friday. You can find more information about the New York firm at www.42seven.com.