Caracal Group, LLC is a related adviser based in Charlotte. It manages $50 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2010.
Caracal Group provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Caracal Group, LLC is $50 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Caracal Group, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Caracal Group, LLC performs its advisory services is located at 101 South Tryon Street, Charlotte, NC 28280, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 704.654.3900. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.