Ubs O'connor Limited is a large advisory firm based in London. It manages $3.8 billion of regulatory assets for 28 client accounts. It has been registered with the SEC as an adviser since 2005.
Ubs O'connor Limited provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Ubs O'connor Limited is $3.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 111% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Ubs O'connor Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Michael John Thornton Dudley has served as the Chief Investment Officer since 1 Jan 2000 and Joseph Francis Scoby is the Chief Executive Officer of Ubs O'connor Limited family office. John David Ardley joined the executive team most recently as the Chief Compliance Officer.
The principal office where Ubs O'connor Limited performs its advisory services is located at 21 Lombard Street, London, Ec3 V 9 Ah, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 44-207-901-5000 or by fax 44-207-901-5869. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.ubs.com/alternatives.