New Mountain Capital, L.L.C. (New York)


New Mountain Capital, L.L.C. is a large advisory firm based in New York. It manages $15.91 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2013.

New Mountain Capital, L.L.C provides portfolio management for pooled investment vehicles and investment adviser to private funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New Mountain Capital, L.L.C: assets under management

The assets under management (AUM) of New Mountain Capital, L.L.C. is $15.91 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 138% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.91 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.27 billion each.
New Mountain Capital, L.L.C has custody of $15.91 billion in cash and securities for 7 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New Mountain Capital, L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New Mountain Capital, L.L.C serves?

The only and largest group of clients of New Mountain Capital, L.L.C is pooled investment vehicles with 7 clients and $15.91 billion of assets under management. Among the 10 most similar advisory firms, New Mountain Capital, L.L.C has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $15.91 billion for 7 clients. None of the firm’s clients are foreign persons or businesses.

New Mountain Capital, L.L.C also advises several private funds. Namely, seven private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at New Mountain Capital, L.L.C.

The company employs 108 people that are either part- or full-time employees. 68 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
L.L.C. New Mountain Capital Group Managing member 1 Jul 1999 75% - 100% 43-1989540
Steven Bruce Klinsky Founder, chief executive officer 1 Jul 1999 75% - 100% 1053236
L.P. New Mountain Capital Group Limited partner 1 Jul 1999 75% - 100% 43-1989540
Steven Bruce Klinsky Founder, chief executive officer 1 Dec 1999 Other 1053236
Adam Jeremy Collins Chief financial officer 1 Sep 2001 Other 5561330
L.L.C. New Mountain Capital Group Managing member 1 Mar 2004 75% - 100% 43-1989540
Paula Ann Bosco Managing director, cco & chief regulatory counsel 1 Jan 2011 Other 2836183
Adam Weinstein Managing director, co-chief financial officer 1 Jan 2013 Other 5858864
Douglas Fred Londal President, chief operating officer, managing director 1 Apr 2013 Other 1715919
Adam Weinstein Managing director, chief financial officer 1 Jan 2015 Other 5858864
Joseph Wesley Hartswell Managing director and chief compliance officer 1 Aug 2015 Other 5381455

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Steven Bruce Klinsky Managing member 1 Mar 2004 75% - 100% 1053236
Steven Bruce Klinsky Managing member 1 Oct 2018 75% - 100% 1053236
L.L.C. Nm Holdings Gp General partner 1 Oct 2018 Other 83-2268191
L.P. Nm Partners Manager Holdings Limited partner 1 Oct 2018 75% - 100% 83-2246673

Based in New York

The principal office where New Mountain Capital, L.L.C. performs its advisory services is located at 787 Seventh Ave., New York, NY 10019, which is also the mailing address of the firm. An additional office of the firm is in San Franscisco, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-720-0300. The normal business hours are 8:30am - 6:00pm on Monday - Friday. You can find more information about the New York firm at newmountaincapital.com.