Katonah Debt Advisors, L.L.C. (New York)


Katonah Debt Advisors, L.L.C. is a large advisory firm based in New York. It manages $311.29 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Katonah Debt Advisors, L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Katonah Debt Advisors, L.L.C: assets under management

The assets under management (AUM) of Katonah Debt Advisors, L.L.C. is $311.29 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -84% since the beginning of its operation, and $311.29 million of the total AUM is attributable to clients outside of the United States.

The firm manages $311.29 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $155.65 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Katonah Debt Advisors, L.L.C. for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Katonah Debt Advisors, L.L.C serves?

The only and largest group of clients of Katonah Debt Advisors, L.L.C is pooled investment vehicles with 2 clients and $311.29 million of assets under management. Among the 8 most similar advisory firms, Katonah Debt Advisors, L.L.C has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $311.29 million for 2 clients. 100% of the firm’s clients are foreign persons or businesses.

Katonah Debt Advisors, L.L.C also advises several private funds. Namely, two securitized asset funds. The minimum investment commitment required of non-related persons ranges from $200,000 to $250,000.

Careers at Katonah Debt Advisors, L.L.C.

The company employs 12 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael I. Wirth Cfo of katonah debt advisors, llc and of katonah x management, llc and katonah 2007-1 management llc (relying advisors) 1 Jun 2005 Other 5265911
Emil Arthur Kratzman President of katonah debt advisors, llc and of katonah x managment llc and katonah 2007-1 management llc (relying advisers) 1 Jun 2005 Other 2774780
Inc. Kcap Financial Direct owner of katonah debt advisors, llc and katonah management holdings, llc 1 Dec 2006 75% - 100% 20-5951150
Kohlberg Capital Corporation Direct owner of katonah debt advisors, llc 1 Dec 2006 75% - 100% 20-5951150
Llc Katonah Management Holdings Direct owner of katonah x management llc and katonah 2007-1 management llc, (relying advisers) 1 Mar 2007 75% - 100% 20-5951150
Daniel P Gilligan Vp & director of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Jun 2011 Other 5938138
Edward Udall Gilpin Cfo of katonah debt advisors, l.l.c. and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Dec 2012 Other 1539692
Dominick Joseph Mazzitelli President of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Dec 2012 Other 2558582
Dayl Ward Pearson Vp of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Dec 2012 Other 2999333
Robert Francis Alessi Vp of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Dec 2012 Other 4814371
Jill Simeone General counsel & cco of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc 1 Aug 2013 Other 6318250
James Joseph O'keefe Vp of katonah debt advisors, llc and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Mar 2015 Other 6471074
Daniel Patrick Gilligan Cco, vp and director of registrant and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Jan 2016 Other 5938138
Daniel P Gilligan Cco, vp and director of registrant and of katonah x management llc and katonah 2007-1 management llc (relying advisers) 1 Jan 2016 Other 5938138
Robert Jonathan Corless Cio of katonah debt advisors, llc and kcap management, llc (relying adviser) 1 Jul 2017 Other 2726241

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Kcap Financial Direct owner 1 Mar 2007 75% - 100% 20-5951150
Kohlberg Capital Corporation Direct owner 1 Mar 2007 75% - 100% 20-5951150

Based in New York

The principal office where Katonah Debt Advisors, L.L.C. performs its advisory services is located at 295 Madison Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-455-8300 or by fax 212-983-7654. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at katonahdebtadvisors.com.