ALPhaone Investment Services, LLC is a large advisory firm based in Berwyn. It manages $273.49 million of regulatory assets for 27 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Massachusetts and Pennsylvania.
ALPhaone Investment Services provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of ALPhaone Investment Services, LLC is $273.49 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 983% since the beginning of its operation, and $27.05 million of the total AUM is attributable to clients outside of the United States.
The advisory firm has several streams of revenue. Clients pay ALPhaone Investment Services, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, investment companies, charitable organizations, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of ALPhaone Investment Services is investment companies with 2 clients and $105.84 million of assets under management. Among the 13 most similar advisory firms, ALPhaone Investment Services has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $273.49 million for 27 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 6% of the firm’s clients are foreign persons or businesses.
ALPhaone Investment Services also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $250,000 to $500,000.
The company employs 17 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Donald Irving Ohara joined the executive team most recently as the Chief Operating Officer And Chief Compliance Officer.
The principal office where ALPhaone Investment Services, LLC performs its advisory services is located at 1000 Chesterbrook. Blvd., Berwyn, PA 19312, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 267-597-3888 or by fax 267-597-3849. The normal business hours are 8:00 a.m. - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at alphaonecapital.com and its LinkedIn profile.