Northern Trust Global Investments (Europe), Ltd. (London)

Name: Northern Trust Global Investments (Europe), Ltd.
Address: 50 Bank Street, London, E145 Nt
Telephone: 011-44-(0) 207-982-2000

Northern Trust Global Investments (Europe), Ltd. is a large advisory firm based in London. It manages $26.24 billion of regulatory assets for 151 client accounts. It has been registered with the SEC as an adviser since 2001.

Northern Trust Global Investments (Europe) provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Northern Trust Global Investments (Europe): assets under management

The assets under management (AUM) of Northern Trust Global Investments (Europe), Ltd. is $26.24 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 948% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $26.24 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $173.79 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Northern Trust Global Investments (Europe), Ltd. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Northern Trust Global Investments (Europe), Ltd.

Orie Leslie Dudley has been acting as President since 1 Mar 2001. Neal Franklin joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen N Potter	Director	1 May 2000	Other	2729902
David Charles Blowers	Director	1 May 2000	Other	4377133
The Northern Trust International Banking Corporation	Shareholder	1 May 2000	75% - 100%	13-2607193
Kevin Joseph Rochford	Managing director, ceo, director	1 Oct 2000	Other	4377119
Douglas Maclennan	Financial director	1 Oct 2000	Other	4377150
Yinka Osindero	Director and compliance director	1 Oct 2000	Other	4377154
Orie Leslie Dudley	Director	1 Mar 2001	Other	1655466
Kevin Joseph Rochford	Director	1 Oct 2001	Other	4377119
Stephen N Potter	Managing director, ceo, director	1 Oct 2001	Other	2729902
Nicholas J Ring	Director, coo	1 Oct 2001	Other	4489387
Craig Josephson	Compliance officer	1 Oct 2001	Other	4489388
Mark Carlton Gossett	Director, cfo	1 Mar 2002	Other	4518094
Barry Robert Sagraves	Ceo	1 Apr 2003	Other	1715924
Philip Dale Hausken	Chief compliance officer	1 Oct 2004	Other	2542912
Neal Franklin	Chief compliance officer	1 Sep 2005	Other	5030917
Wilson Leach	Director	1 Sep 2005	Other	5030918

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Northern Trust Company	Shareholder	1 May 2000	75% - 100%	36-1561860
Northern Trust Corporation	Shareholder	1 May 2000	75% - 100%	36-2723087

Based in London

The principal office where Northern Trust Global Investments (Europe), Ltd. performs its advisory services is located at 50 Bank Street, London, E145 Nt, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 011-44-(0) 207-982-2000 or by fax 011-44-(0) 207-982-5443. The normal business hours are 9:00am to 5:00pm gmt on Monday - Friday. You can find more information about the New York firm at www.northerntrust.com.