First National Bank Of Omaha is a large advisory firm based in Omaha. It manages $608.37 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado and Nebraska.
First National Bank Of Omaha provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of First National Bank Of Omaha is $608.37 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay First National Bank Of Omaha for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of David Earl Cota is investment companies with 1 clients and $608.37 million of assets under management. Among the 10 most similar advisory firms, First National Bank Of Omaha has the highest percentage of investment companies out of all clients.
The amount of regulatory assets under management is $608.37 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
First National Bank Of Omaha doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 86 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
David Earl Cota has been acting as President since 1 Apr 2011. Stephen Richard Frantz has served as the Chief Investment Officer since 1 May 1999. Thomas Joseph Somelofske joined the executive team most recently as the Chief Compliance Officer.
The principal office where First National Bank Of Omaha performs its advisory services is located at 14010 Fnb Parkway, Omaha, NE 68154, which is also the mailing address of the firm. An additional office of the firm is in Fort Collins, CO. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 402-602-3431 or by fax 402-938-7385. The normal business hours are 7 a.m. to 5 p.m. on Monday - Friday.