Robeco Usa, Inc. (New York)


Robeco Usa, Inc. is a large advisory firm based in New York. It manages $28.42 billion of regulatory assets for 893 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdictions of Arizona, California, Connecticut, and 20 other states.

Robeco Usa provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Robeco Usa: assets under management

The assets under management (AUM) of Robeco Usa, Inc. is $28.42 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $28.38 billion in discretionary accounts and $44 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.36 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.75 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Robeco Usa, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Robeco Usa, Inc.

Michael Anthony Jones has been acting as President since 1 Feb 2005. Paul Desmond Heathwood joined the executive team most recently as the Senior Managing Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Ronald Monroe Hoffner Treasurer 1 Jun 2002 Other 1989324
Athanassios Michas President & ceo 1 Jun 2002 Other 333620
Michael Evan Singer Secretary 1 Jun 2002 Other 2536117
Robeco Deelnemingen Owner 1 Dec 2002 75% - 100% foreign
Robeco Us Holdings Bv Shareholder of applicant 1 Dec 2002 75% - 100% foreign
William John Kelly Treasurer 1 Jan 2004 Other 4361587
Stefan T Bichsel Ceo & president 1 Mar 2004 Other 4788226
Robert Kleinberg Secretary 1 Apr 2004 Other 4785735
Mary Ann C. Iudice Chief compliance officer 1 Sep 2004 Other 2796437
William John Kelly Ceo & treasurer 1 Feb 2005 Other 4361587
Stefan T Bichsel Chairman of the board 1 Feb 2005 Other 4788226
Michael Anthony Jones President 1 Feb 2005 Other 4357853
Daniel Swigart Vandivort President & cio 1 Feb 2005 Other 1261848
George Moller Director 1 Feb 2005 Other 4914219
Cornelis Theodorus Leonardus Korthout Director 1 Feb 2005 Other 3114544
William George Butterly Secretary & general counsel 1 Mar 2005 Other 2357915
William John Kelly Chief executive officer 1 Apr 2005 Other 4361587
Roland Toppen Treasurer and chief financial officer 1 Apr 2005 Other 4935332
Robeco International Holding B.V. Sole shareholder 1 Jun 2005 75% - 100% foreign
Inc. Robeco Us Holding Sole shareholder 1 Jan 2006 75% - 100% foreign
Joseph F. Feeney Senior managing director 1 Oct 2006 Other 5253812
Paul Desmond Heathwood Senior managing director 1 Nov 2006 Other 4123255
Davis Barr Clayson Senior managing director 1 Nov 2006 Other 2072297

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robeco Groep N.V. Sole shareholder 1 Feb 2001 75% - 100% foreign
Rabobank Nederland Sole shareholder 1 Feb 2001 75% - 100% foreign
Robeco Nederland B.V. Sole shareholder 1 Dec 2002 75% - 100% foreign
Robeco Groep N.V. Sole shareholder 1 Dec 2003 75% - 100% foreign
Robeco International Holding B.V. Sole shareholder 1 Dec 2003 75% - 100% foreign
Robeco Us Holdings Bv Sole shareholder 1 Dec 2003 75% - 100% foreign
B.V. Robeco International Holding Sole shareholder 1 Jan 2006 75% - 100% foreign

Based in New York

The principal office where Robeco Usa, Inc. performs its advisory services is located at 909 Third Avenue, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Greenbrae, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-908-9500 or by fax 212-908-0195. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday.