My Wealth Management, Inc. (Gaithersburg)


My Wealth Management, Inc. is a large advisory firm based in Gaithersburg. It manages $132.1 million of regulatory assets for 281 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdictions of District of Columbia, Florida, Maryland, and 4 other states.

My Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

My Wealth Management: assets under management

The assets under management (AUM) of My Wealth Management, Inc. is $132.1 million. The firm's AUM has grown by 31% since the beginning of its operation, and $1.55 million of the total AUM is attributable to clients outside of the United States.

The firm manages $108.43 million in discretionary accounts and $23.67 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $397.19 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.96 million.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 39% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay My Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients My Wealth Management serves?

The firm provides services to individuals, high net worth individuals, and pension and profit sharing plans. The largest group of clients of My Wealth Management is high net worth individuals with 49 clients and $95.4 million of assets under management. Among the 13 most similar advisory firms, My Wealth Management has the 6th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $132.1 million for 126 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

My Wealth Management doesn't advise any private funds.

Careers at My Wealth Management, Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Jeffrey Wayne Yeakle President & chief compliance officer 1 Sep 2013 75% - 100% 2818198
John Peter Mcglaughlin Vice president 1 Sep 2013 Other 327751

Based in Gaithersburg

The principal office where My Wealth Management, Inc. performs its advisory services is located at 814 W. Diamond Ave., Gaithersburg, MD 20878, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 301-330-7900 or by fax 301-330-7901. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at my-wealthmgmt.com.